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H-9: PROTOCOL TO THE TREATY CONCERNING THE PERMANENT NEUTRALITY AND OPERATION OF THE PANAMA CANAL

ADOPTED AT: WASHINGTON, D.C., U.S.A.
DATE: 09/07/77
CONF/ASSEM/MEETING: OPEN TO ACCESSION BY ALL STATES OF THE WORLD 
AS OF OCTOBER 1, 1979, AT THE OAS GENERAL SECRETARIAT   
ENTRY INTO FORCE: FOR EACH STATE AT THE TIME OF DEPOSIT OF ITS INSTRUMENT OF ACCESSION
DEPOSITORY: OAS GENERAL SECRETARIAT (ORIGINAL INSTRUMENT AND RATIFICATIONS)
TEXT: OAS, TREATY SERIES, No. 57 and 57-A
UN REGISTRATION: 03/13/80  No. 18343   Vol.    
OBSERVATIONS: This Protocol was concluded on the date indicated above together with the Treaty 
between the Untied States of America and the Republic of Panamá Concerning the Permanent Neutrality 
and Operation of the Panamá Canal.  By means of Resolution AG/RES.324 (VIII-0/78), adopted 
by the General Assembly of the OAS on July 1, 1978 the General Secretariat was authorized to accept 
the deposit of the Treaty, its Protocol and the various instruments of accession thereto and the Protocol 
was declared open for accession as of October 1, 1979
 
GENERAL INFORMATION OF THE TREATY: H-9
===============================================================================
SIGNATORY COUNTRIES    SIGNATURE REF   RA/AC/AD REF   DEPOSIT INST  INFORMA REF
===============================================================================
Argentina ...........     /  /           /  /         04/11/83 AD     /  /     
Barbados ............     /  /           /  /         09/14/87 AD     /  /     
Belize ..............     /  /           /  /         03/26/85 AD     /  /     
Bolivia .............     /  /           /  /         03/07/80 AD     /  /     
Chile ...............     /  /           /  /         07/22/80 AD     /  /     
China, Republic of ..     /  /           /  /         07/22/80 AD     /  /     
Costa Rica ..........     /  /           /  /         09/18/81 AD     /  /     
Denmark .............     /  /           /  /         12/15/82 AD     /  /     
Dominican Republic ..     /  /           /  /         04/05/84 AD     /  /     
Ecuador .............     /  /           /  /         07/25/86 AD     /  /     
Egypt ...............     /  /           /  /         04/06/81 AD     /  /     
El Salvador .........     /  /           /  /         05/01/80 AD     /  /     
Equatorial Guinea ...     /  /           /  /         02/04/87 AD     /  /     
Finland .............     /  /           /  /         10/31/86 AD     /  /     
France ..............     /  /           /  /   D  c  04/28/99 AD     /  /     
Germany .............     /  /           /  /   D  a  02/09/88 AD     /  /     
Guatemala ...........     /  /           /  /         07/17/80 AD     /  /     
Honduras ............     /  /           /  /         05/13/80 AD     /  /     
Israel ..............     /  /           /  /         06/30/83 AD     /  /     
Italy ...............     /  /           /  /         03/14/95 AC     /  /     
Jamaica .............     /  /           /  /         11/30/84 AD     /  /     
Liberia .............     /  /           /  /         09/09/85 AD     /  /     
Malawi ..............     /  /           /  /         05/12/80 AD     /  /     
Morocco .............     /  /           /  /         09/10/90 AD     /  /     
Netherlands .........     /  /           /  /         04/03/85 AD   01/13/86  b
Nicaragua ...........     /  /           /  /         05/01/80 AD     /  /     
Norway ..............     /  /           /  /         12/15/82 AD     /  /     
Paraguay ............     /  /           /  /         05/14/90 AD     /  /     
Philippines .........     /  /           /  /         05/20/81 AD     /  /     
Republic of Korea ...     /  /           /  /         11/04/80 AD     /  /      
Russian Federation ..     /  /           /  /         11/02/88 AD     /  /
Saint Vincent and the     /  /           /  /         06/24/81 AD     /  /  
Saudi Arabia ........     /  /           /  /         08/27/87 AD     /  /     
Spain ...............     /  /           /  /         04/13/81 AD     /  /     
Sweden ..............     /  /           /  /         05/03/84 AD     /  /     
Tunisia .............     /  /           /  /         06/18/81 AD     /  /   
United Kingdom ..         /  /           /  /         12/15/82 AD     /  /     
Uruguay .............     /  /           /  /         12/10/86 AD     /  /     
Venezuela ...........     /  /           /  /         10/04/82 AD     /  /     
Vietnam ............     /  /           /  /          11/06/79 AD     /  /     
===============================================================================
REF = REFERENCE 					INST = TYPE OF INSTRUMENT
D = DECLARATION 					RA = RATIFICATION
R = RESERVATION 					AC = ACCEPTANCE
INFORMA = INFORMATION REQUIRED BY THE TREATY		AD = ACCESSION
 
*DECLARATIONS/RESERVATIONS/DENUNCIATIONS/WITHDRAWALS
 
H-9: PROTOCOL TO THE TREATY CONCERNING THE PERMANENT NEUTRALITY AND OPERATION 
OF THE PANAMA CANAL
 
a. Germany (Federal Republic of):
(Declaration made at the time of accession)
The Protocol to the Treaty Concerning the Permanent Neutrality and Operation 
of the Panama Canal shall apply to Berlin (West) with effect from the date on which it enters 
into force for the Federal Republic of Germany.

b. Netherlands (the Kingdom of):
(Provided the following information)
The Royal Netherlands Embassy presents its compliments to the Secretary General of the 
Organization of American States and has the honor to request the attention 
of the Organization of American States, with respect to its capacity of depositary of the 
conventions mentioned in the addendum, for the following.
 
Effective January 1, 1986, the island of Aruba –formerly part of the Netherlands Antilles– 
obtained internal autonomy as a country within the Kingdom of The Netherlands.
 
Consequently the Kingdom of The Netherlands as of January 1, 1986, consists 
of three countries, to wit: the Netherlands proper, the Netherlands Antilles and Aruba.
 
Since the above-mentioned event concerns only a change in internal constitutional relations 
within the Kingdom of The Netherlands, and as the Kingdom as such, under international law, 
will remain the subject with which treaties are concluded, the aforementioned change 
will have no consequences in international law with regard to treaties concluded 
by the Kingdom, the application of which (treaties) were extended to the Netherlands Antilles,
including Aruba.
 
These treaties, thus, will remain applicable for Aruba in its new status as 
autonomous country within the Kingdom of The Netherlands, effective January 1, 1986.
 
Consequently the treaties –referred to in the addendum to this note– to which 
the Kingdom of The Netherlands is a Party, and which have been extended to the 
Netherlands Antilles will as of January 1, 1986, apply to all three countries 
of the Kingdom of The Netherlands.
 
The Embassy would appreciate if the other Parties concerned would be notified of the above.
The Royal Netherlands Embassy avails itself of this opportunity to renew to the 
Organization of American States the assurances of its highest consideration.

c. France
(Declaration made at the time of accession)
(Original in French – non-official translation)
The French Republic considers that the Treaty Concerning the Permanent Neutrality and 
Operation of the Panama Canal must be applied in a manner compatible with the provisions 
of the United Nations Convention on the Law of the Sea, signed in Montego Bay 
on 10 December 1982.
 
The French Republic understands that the definition of warships contained 
in Article 6 of Annex A to the Treaty, reaffirming the definition of warships formulated 
in Article 29 of the United Nations Convention on the Law of the Sea, 
signed in Montego Bay on 10 December 1982, includes the only applicable criteria 
for the characterization of a warship, excluding every other element of appreciation, 
in particular those concerning the armament available to the ship.
It also understands that the carrying out by the authorities of the Panama Canal 
of measures strictly needed for measuring, of those that may be necessary to ensure 
the security of transit and navigation and of those that are necessary to verify 
that the prescriptions of that provision are observed, cannot have the effect of putting 
into question the principle of non-submission of warships to inspection, search or surveillance, 
which is embodied in Article 3, paragraph 3 of that Treaty.
 
The French Republic understands that the term “transit” in the sense of Article 3 
A) refers to transit through the Canal and access to it, as well as transit through 
the territorial waters of the Republic of Panama. 
 
This transit is carried out under the exclusive responsibility of the body in charge 
of the operation of the Canal, namely the Canal Commission and, as of the moment 
of the expiration of the Treaty Concerning the Canal of 7 September 1977, 
the Canal Authority, without any need for an acknowledgement by the Republic of Panama. 
 

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